• ABOUT KUEHL
    • Meet the Team
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  • ABOUT SIDs
    • District (SID) Participants
    • District Timelines
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Call us Today! (402) 391-7977

Kuehl Capital Kuehl Capital
  • ABOUT KUEHL
    • Meet the Team
    • Contact Us
  • ABOUT SIDs
    • District (SID) Participants
    • District Timelines
  • OUR SERVICES
    • Strategic Services
    • Transactional Services
    • SID Post-Issuance Services
  • OUR DISTRICTS
  • OUR PARTNERS
  • RESOURCES
Meet Kuehl
Home Meet Kuehl
1949 Nebraska enacted the SID Act of 1949 as a means to finance infrastructure for community development.
1975 MSRB Established: The Municipal Securities Rule Making Board (MRSB) was established to develop rules regulating securities firms and banks involved in underwriting, trading, and selling municipal securities with the mission of protecting investors.
June 1989 SEC Adopted Rule 15c2-12: The SEC mandated that underwriters for most bond issues obtain the issuer’s agreement to deliver an official statement to the underwriter within seven business days after the date of sale.

June 1989

SEC Adopted Rule 15c2-12: The SEC mandated that underwriters for most bond issues obtain the issuer’s agreement to deliver an official statement to the underwriter within seven business days after the date of sale.

The SEC also required underwriters to review the official statement to determine whether all key factors had been disclosed. The landmark rule promoted increased disclosure and transparency in the municipal securities market.

Sept 1994 Kuehl Capital founded -Doors open at 9290 Dodge Street
June 1998 Kuehl Signs its 50th project as a fiscal agent
Nov 2001 Kuehl signs its 100th project as a fiscal agent
Dec 2004 Kuehl moves to new office space on 14747 California St
Feb 2006 Kuehl signs its 150th project and is advising 51% of the total active SID market
July 2007 Financial Industry Regulatory Authority (FINRA) is founded. FINRA is not part of the government, rather an independent, not-for-profit organization.

July 2007

Financial Industry Regulatory Authority (FINRA) is founded. FINRA is not part of the government, rather an independent, not-for-profit organization.

Authorized by Congress to protect America’s investors by making sure the securities industry operates fairly and honestly.

March 2008 MSRB launches the Electronic Municipal Market Access (EMMA) Website
July 2010 Dodd-Frank Wall Street Reform and consumer Protection Act was signed into federal law
Nov 2011 MSRB shares concerns regarding the definition of “municipal advisor” and what activities will be viewed as municipal advisor activities that underwriters should no longer be performing
June 2012 Kuehl begins the firm’s transition from an underwriter to a municipal advisory firm
August 2012 MSRB Rule G-17 & G-23 Updated: Rule G-17 known as the “fair dealing” rule, changes requirements that an underwriter must follow throughout the new issuance process for municipal securities. Upon the adoption of the Rule G-17 interpretive notice the MSRB stated:

August 2012 MSRB Rule G-17 & G-23 Updated:

Rule G-17 known as the “fair dealing” rule, changes requirements that an underwriter must follow throughout the new issuance process for municipal securities. Upon the adoption of the Rule G-17 interpretive notice the MSRB stated:

Rule G-17 known as the “fair dealing” rule, changes requirements that an underwriter must follow throughout the new issuance process for municipal securities. Upon the adoption of the Rule G-17 interpretive notice the MSRB stated:

Oct 2012 Kuehl Capital brings on its first official MA client contract
Dec 2012 Kuehl Capital begins transitioning all existing client contracts to that of an MA relationship
June 2013 Kuehl Capital completes its transition from underwriter to MA. All clients have been converted to MA clients
Sept 2013 The SEC gives final approval to the definition of MA. The SEC municipal advisor rule specifies which activities will be covered by the Dodd-Frank Act imposed fiduciary duty of a municipal advisor to its client.

Sept 2013

The SEC gives final approval to the definition of MA. The SEC municipal advisor rule specifies which activities will be covered by the Dodd-Frank Act imposed fiduciary duty of a municipal advisor to its client.

And will limit the manner in which the underwriters and other professionals interact with issuers.

Mar 2014 SEC announces the MCDC Initiative to address violations of anti-fraud provisions of federal securities laws. To be eligible for the standardized settlement terms under the Initiative, issuers and underwriters must report the inaccurate statements by September 10, 2014.
July 2014 Permanent registration of MA’s by the SEC must be completed.

What Does Kuehl Capital Do?

Kuehl Capital specializes in providing municipal advisory services to Nebraska Sanitary and Improvement Districts (SIDs). As a municipal advisor, Kuehl Capital has a fiduciary duty to each of the districts we serve.  This means that in every action we take, we always place our client’s interests above all others, including our own.  The municipal advisor role becomes more and more important as material and labor costs continue to rise, the demands of cities and counties on development increase, and regulatory requirements continue to evolve.  It is our experience and expertise that guides the services we provide to each district based on their unique needs.

Learn more about our full set of service offerings and find out how Kuehl Capital can work with you every step of the way – from skillful negotiations to financial and structural advice, administration and management.

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Kuehl Capital

LOCATION

  • Kuehl Capital Corporation
  • 14747 California St., Suite 1
  • Omaha, NE 68154
  • (402) 391-7977

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